COVID-19: Enhanced Controls Could Strengthen USAID’s Management of Expedited Procurement Procedures

Audit Report
Report Number
4-000-24-001-P

Why We Did This Audit

  • The COVID‑19 pandemic created unprecedented challenges to USAID’s ability to provide U.S. foreign assistance worldwide. In March 2020, Congress allotted $2.14 billion to support the Agency’s efforts to respond to the pandemic and support the programs it impacted.
  • The Agency authorized the use of the Expedited Procedures Package for Responding to Outbreaks of Contagious Infectious Diseases (Outbreak EPP) to accelerate awards for COVID‑19 programming. The Outbreak EPP deviates from the Agency’s standard competitive procurement procedures by allowing USAID to issue new and modified contracts for COVID‑19-related activities without resorting to full and open competition.
  • Fraud risks are higher in emergency situations than under normal circumstances because the need to provide services quickly can hinder the effectiveness of existing controls and creates more opportunities for fraud.
  • We conducted this audit to determine the extent to which (1) USAID used the Outbreak EPP for COVID-19 programming and (2) selected USAID Operating Units met requirements for using the Outbreak EPP for COVID-19.

What We Found

  • USAID did not have complete and accurate information about how the Agency used the Outbreak EPP for COVID‑19 programming. Specifically, USAID did not consistently track Outbreak EPP data, report Outbreak EPP use, or report how noncompetitive actions were used in Federal systems.
  • The Operating Units we selected generally met the Outbreak EPP requirements. However, USAID did not have controls in place to assess the continued use of the Outbreak EPP. Several Outbreak EPP award files did not have the documentation that Federal regulations require each time a noncompetitive process is followed. In addition, USAID lacked an established process for periodically reviewing the continued need of the Outbreak EPP for other disease outbreaks.

Why It Matters

  • USAID uses the Outbreak EPP to rapidly respond to deadly disease outbreaks like COVID‑19 by relaxing competition and eligibility requirements.
  • Since the Outbreak EPP deviates from standard competitive procurement procedures, USAID needs accurate and complete information to ensure that the Outbreak EPP is used no longer than necessary for a given infectious disease outbreak.
  • Complete information and periodic evaluation will enable the Agency to better manage its use of the Outbreak EPP.

 

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Recommendations

Recommendation
1

We recommend that the Director of the Office of Acquisition and Assistance implement procedures to remind personnel of the requirement to send pertinent documents relating to utilization of the Expedited Procedures Package for Infectious Disease Outbreaks to designated USAID mailboxes and maintain those documents in ASIST, the official award file.

Questioned Cost
0
Funds for Better Use
0
Close Date
Recommendation
2

We recommend that the Director of the Office of Acquisition and Assistance implement procedures to require personnel to maintain documentation of required postings to SAM.gov in ASIST, the official award file.

Questioned Cost
0
Funds for Better Use
0
Close Date
Recommendation
3

We recommend that the Director of the Office of Acquisition and Assistance implement procedures to strengthen training on use of noncompetitive action codes in the Global Acquisition and Assistance System to ensure consistent reporting of use of other than full and open competition for new and modified awards in the Global Acquisition and Assistance System and the Federal Procurement Data System and track use of the Expedited Procedures Package for Infectious Disease Outbreaks.

Questioned Cost
0
Funds for Better Use
0
Close Date
Recommendation
4

We recommend that the Director of the Office of Acquisition and Assistance implement a process to periodically reassess the needs of each disease outbreak under the Expedited Procedures Package for Infectious Disease Outbreaks, including factors for deciding whether those expedited procedures still meet an urgent foreign assistance need for each disease, and make appropriate recommendations to the Administrator.

Questioned Cost
0
Funds for Better Use
0
Close Date